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Compliance & Regulatory Training > (126 results)

If you require a more detailed list of events within a specific practice area, location or date range please contact us at information@mblseminars.com and our bookings team will be happy to provide this for you.

Webinar/DVD
1.25 CPD Hours
New
Fighting Corruption - A Guide to Unexplained Wealth & Account Freezing Orders - Webinar
Learn Live
2 CPD Hours
New
Managing Risk Effectively - A Guide for COLPs - Learn Live
Webinar/DVD
1.25 CPD Hours
New
Understanding the Requirements of the GDPR - A Myth-Busting Guide - Webinar
Webinar/DVD
1.25 CPD Hours
New
How to Exit or Close Your Practice - A Practical Guide for Sole Practitioners & Small Firms - Webinar
Webinar/DVD
1.25 CPD Hours
New
Opportunities Beyond SRA Regulation - Options & Practical Implications - Webinar
Webinar/DVD
1.25 CPD Hours
New
Alternative Business Structures - Benefits & Trends for 2019 - Webinar
Learn Live
3 CPD Hours
New
Client Care Letter Compliance - Key Requirements for Law Firms - Learn Live
Learn Live
2 CPD Hours
New
Conflicts of Interest - What the SRA Expects - Learn Live
Learn Live
1.5 CPD Hours
New
A COLP Toolkit - Key Duties & Responsibilities - Learn Live
Webinar/DVD
1.25 CPD Hours
New
Financial Crime Prevention - Getting Compliance Right - Webinar
Webinar/DVD
1.25 CPD Hours
New
Reward Packages - The 2019 Landscape - Webinar
Seminar
12 CPD Hours
New
The Fundamentals of the Senior Compliance Role - For FCA Authorised Firms
Seminar
6 CPD Hours
New
Vulnerable Customers - A Guide for FCA Authorised Firms
Seminar
6 CPD Hours
New
Preparing a Robust FCA Application for Authorisation - A Guide to Best Practice
Seminar
6 CPD Hours
New
Third Party Due Diligence - What the FCA Expects
Seminar
6 CPD Hours
New
Whistleblowing in Financial Services - What the FCA Expects
Seminar
6 CPD Hours
New
Managing Conflicts of Interest for FCA Authorised Firms - A Practical Guide
Learn Live
2.5 CPD Hours
New
The New SRA Standards & Regulations - All Change for 2019 - Learn Live
Webinar/DVD
1.25 CPD Hours
New
SRA Investigations & The New Enforcement Strategy - Webinar
Seminar
3 CPD Hours
New
New Laws on Unexplained Wealth - UWOs, Civil Recovery & Cash Forfeiture
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