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If you require a more detailed list of events within a specific practice area, location or date range please contact us at information@mblseminars.com and our bookings team will be happy to provide this for you.

Compliance & Regulatory Training > (117 results)

Seminar
3 CPD Hours
How to Engage with Regulators Successfully - A Workshop
Learn Live
3 CPD Hours
Solicitors Accounts Rules for Finance Staff - The New Rules Explained - Learn Live
Learn Live
1 CPD Hours
SRA Standards & Regulations - Serious Breach & Practice Frameworks Explained - Learn Live
Webinar/DVD
1.25 CPD Hours
AML Compliance - Customer Due Diligence & KYC - Webinar
Webinar/DVD
1.25 CPD Hours
Solicitors Accounts Rules - The New November Rules & Key Concerns Explained - Webinar
Webinar/DVD
1.25 CPD Hours
AML for Support Staff - A One Hour Introduction with Trevor Hellawell - Webinar
Webinar/DVD
1 CPD Hours
Scams, Fraud & Cybercrime - Practical Steps for Risk Reduction for Law Firms - Webinar
Webinar/DVD
1 CPD Hours
How to Deal with FCA Investigations - An Introductory Guide - Webinar
Learn Live
2 CPD Hours
Suspicious Activity Reports - A Guide to the MLRO Reporting Regime for Law Firms - Learn Live
Learn Live
1 CPD Hours
Confidentiality & Disclosure - The SRA Requirements - Learn Live
Learn Live
1.5 CPD Hours
Equality, Diversity & Harassment in the Workplace - A Guide for Law Firms - Learn Live
Webinar/DVD
1.25 CPD Hours
Fighting Corruption - A Guide to Unexplained Wealth & Account Freezing Orders - Webinar
Learn Live
2 CPD Hours
Managing Risk Effectively - A Guide for COLPs - Learn Live
Webinar/DVD
0.75 CPD Hours
Understanding the Requirements of the GDPR - A Myth-Busting Guide - Webinar
Learn Live
3 CPD Hours
Client Care Letter Compliance - Key Requirements for Law Firms - Learn Live
Learn Live
2 CPD Hours
Conflicts of Interest - What the SRA Expects - Learn Live
Learn Live
1.5 CPD Hours
A COLP Toolkit - Key Duties & Responsibilities - Learn Live
Webinar/DVD
1 CPD Hours
Financial Crime Prevention - Getting Compliance Right - Webinar
Seminar
12 CPD Hours
The Fundamentals of the Senior Compliance Role - For FCA Authorised Firms
Seminar
6 CPD Hours
Vulnerable Customers - A Guide for FCA Authorised Firms
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