Top 10 Audit File Issues Findings - Practical Insights & Solutions

Introduction

Independent cold file reviews provide invaluable insights into audit quality and compliance. When used effectively, this feedback can help audit firms strengthen their methodologies, address recurring weaknesses, and enhance overall audit performance.

Drawing on extensive experience reviewing audit files for small and medium-sized audit firms, expert speaker James Charlton will highlight the most common issues identified during recent file reviews. He will also share practical, actionable guidance on how firms can address these findings and reduce the risk of repeat issues.

What You Will Learn

This webinar will explore the 10 most common and significant findings arising from recent audit file reviews, covering both technical accounting matters and practical audit execution issues. Topics may include (but are not limited to):

• Documenting systems and internal controls effectively
• Avoiding complacency in risk assessment
• Auditing revenue recognition
• Accounting estimates and valuations
• Common documentation and judgement pitfalls
• Practical steps to improve audit quality and consistency

This pre-recorded webinar will be available to view from Monday 7th December 2026

Alternatively, you can gain access to this webinar and 2,400+ others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.