1
Type Speaker CPD Hours Level
Webinar
& DVD
0.5 UpdateInformation
Accreditation Information
SRA Competency B

Introduction

Market abuse remains one of the FCA's top priorities. The FCA has both criminal and civil fining powers to tackle market abuse and is increasingly focusing on individuals who work in financial institutions, or those who advise them.

Following the enhanced reporting regime introduced by MiFID II, the FCA also has a greater capability to detect market abuse and suspicious transactions.

This short webinar will consider the constituent elements of insider dealing and market abuse, the risk areas in practice for regulated firms and compliance officers and the FCA's enforcement priorities in this area.

What You Will Learn

This webinar will cover the following:

  • Market abuse - why does it matter?
  • Types of market abuse
  • What is inside information?
  • Common risk areas for firms
  • FCA's toolkit for detecting market abuse
  • FCA's enforcement approach to market abuse

New: Enjoy unlimited 24/7 access to over 727 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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Market Abuse & FCA Compliance - A Bite-Sized Update

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ON DEMAND
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Webinar/DVD | On Demand

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Market Abuse & FCA Compliance - A Bite-Sized Update

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Added to basket

Webinar/DVD | DVD

Individual Licence | 30mins


Market Abuse & FCA Compliance - A Bite-Sized Update

Checkout
Continue Shopping
DVD
30mins

Added to basket

Webinar/DVD | DVD

Unlimited Viewers | 30mins


Market Abuse & FCA Compliance - A Bite-Sized Update

Checkout
Continue Shopping
Unlimited viewers
at your organisation
Prices (ex VAT)
Smart
Plan Information
Season
Ticket Information
Standard
£49.50
£99
£198
DVDs are subject to shipping & handling costs of £5 + VAT per DVD
New: Enjoy unlimited 24/7 access to over 727 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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