1
Type Speaker CPD Hours Level
Webinar
& DVD
1.25 IntroductionInformation
Accreditation Information
SRA Competency B

Introduction

Consumer confidence and protection are two of the main reasons why the financial services industry is regulated, so it is perhaps not surprising that this regulatory oversight extends to publicity about investment products.

It simply would be unsafe for service providers to produce vague, inaccurate or misleading marketing materials. Because of the risks attached to this, there are several restrictions on the making of financial promotions which must be understood. Non-compliance is an offence under the Financial Services and Markets Act 2000 and the consequences of getting it wrong can be severe.

This introductory level webinar is aimed at anyone who wants a better understanding of the need to understand financial promotions legislation.

What You Will Learn

This webinar will cover the following:

  • What counts as a financial promotion?
  • How can you demonstrate compliance with financial services legislation?
  • What types of promotion can be made by an individual who is not authorised by the FCA
  • The regulatory framework for financial services regulation
  • Regulatory language explained
  • The FCA's requirements about advertising and promotions
  • Know how to avoid misleading customers
  • Understand how an unauthorised person can make a financial promotion without breaking the law

This pre-recorded webinar will be streamed at 12:30pm on Monday 23rd July 2018 and will remain available to view by delegates who have registered by then for 90 days.

New: Enjoy unlimited 24/7 access to over 660 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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Webinar/DVD | 23.07.2018

Individual Licence | 1hr


Managing the Risks of Financial Promotions

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Jul
23
2018
1hr
Individual

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Webinar/DVD | 23.07.2018

Group Licence | 1hr


Managing the Risks of Financial Promotions

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Group

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Webinar/DVD | DVD

Individual Licence | 1hr


Managing the Risks of Financial Promotions

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DVD
1hr
Individual

Added to basket

Webinar/DVD | DVD

Group Licence | 1hr


Managing the Risks of Financial Promotions

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Smart
Plan Information
Season
Ticket Information
Standard
Individual licence
£30
£60
£120
Group licence
£49.50
£99
£198
New: Enjoy unlimited 24/7 access to over 660 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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