How to Survive an SRA Investigation - Navigating the Investigation Process
Ever wondered how the SRA uncovers and investigates professional misconduct?
This live broadcast session provides an introduction to the SRA intelligence gathering and investigation process and considers your rights and responsibilities as a solicitor, employee, REL, RFL or firm under investigation.
Timed to address key changes arising from the introduction of the SRA’s new Standards and Regulations, this practical session will help you understand and navigate the investigation process and provide valuable insight into the SRA’s approach.
What You Will Learn
This interactive online session will cover the following:
- SRA Intelligence gathering
- Types of investigation
- Duty to co-operate
- The formal interview
- Disclosure of evidence - FI Reports and desk based investigations
- S.44B use and abuse
- Interim sanctions: conditions and interventions
- The EWW
- The SRA decision making process
Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.