Holding & Protecting Client Money - An SRA Priority
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Webinar
Holding & Protecting Client Money - An SRA Priority
Introduction
Holding and protecting client money continues to be a risk priority for the Solicitors Regulation Authority.
This webinar is a discussion of regulatory duties and compliance risk management.
What You Will Learn
This webinar will cover the following:
- The regulatory framework for client money protection
- Regulatory expectations including individual responsibilities and the enhance expectations of law firm managers
- The role of the COFA
- Latest SRA guidance and future rule changes
- Common misunderstandings and disciplinary consequences