CPD Hours Level
Seminar 6 IntroductionInformation
Accreditation Information
SRA Competency B
'Very good course for anybody wanting an introduction to this area'


The introductory level course will consider the regulation of financial products and how to deal with claims arising from alleged mis-selling.

What You Will Learn

This course will cover the following:

  • The concept of mis-selling
  • The statutory framework and the FCA’s regulation of financial products
    • The specified activities
    • The by way of business test
    • The need for permission
    • The way the FCA regulates the financial products (including an overview of the FCA handbook)
  • Common financial products which are the subject of mis-selling claims
    • Insurance
    • Credit
    • Mortgages
    • Interest Rate Hedging Products
    • Collective Investment Schemes
  • The causes of action available in regulated financial product mis-selling claims
    • Breach of statutory duty
    • Breach of common law duty
    • Misrepresentation
    • Specialist actions
  • Key issues in mis-selling claims
    • Establishing the existence of a cause of duty
    • Limitation
    • Causation
    • Quantifying the alleged losses
    • Exclusion terms
  • The common allegations made in financial mis-selling claims
    • The product was mis-described
    • The product was unsuitable
    • The product was unaffordable
    • Important information was not provided

Book now

Future dates are coming soon.
Please let us know if you wish to be notified.
Prices (ex VAT)
Plan Information
Ticket Information
Group bookings
Discounts are available for multiple places and if you have 5 or more people interested in this course and would like to discuss holding it in your area or on an in-house basis then please email us at information@mblseminars.com
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