1
Type
Speaker
CPD Hours Level
Seminar 6 IntroductionInformation
Accreditation Information
SRA Competency B

Introduction

The introductory level course will consider the regulation of financial products and how to deal with claims arising from alleged mis-selling.

What You Will Learn

This course will cover the following:

  • The concept of mis-selling
  • The statutory framework and the FCA’s regulation of financial products
    • The specified activities
    • The by way of business test
    • The need for permission
    • The way the FCA regulates the financial products (including an overview of the FCA handbook)
  • Common financial products which are the subject of mis-selling claims
    • Insurance
    • Credit
    • Mortgages
    • Interest Rate Hedging Products
    • Collective Investment Schemes
  • The causes of action available in regulated financial product mis-selling claims
    • Breach of statutory duty
    • Breach of common law duty
    • Misrepresentation
    • Specialist actions
  • Key issues in mis-selling claims
    • Establishing the existence of a cause of duty
    • Limitation
    • Causation
    • Quantifying the alleged losses
    • Exclusion terms
  • The common allegations made in financial mis-selling claims
    • The product was mis-described
    • The product was unsuitable
    • The product was unaffordable
    • Important information was not provided

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Seminar | 28.01.2019

London | 9:30am - 5:15pm


An Introduction to Financial Product Mis-Selling Claims

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Jan
28
2019
London
9:30am - 5:15pm
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Seminar | 27.02.2019

Manchester | 9:30am - 5:15pm


An Introduction to Financial Product Mis-Selling Claims

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Feb
27
2019
Manchester
9:30am - 5:15pm
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Seminar | 01.03.2019

Birmingham | 9:30am - 5:15pm


An Introduction to Financial Product Mis-Selling Claims

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Mar
1
2019
Birmingham
9:30am - 5:15pm
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Prices (ex VAT)
Smart
Plan Information
£216
Season
Ticket Information
£240
Standard
£480
Group bookings
Discounts are available for multiple places and if you have 5 or more people interested in this course and would like to discuss holding it in your area or on an in-house basis then please email us at information@mblseminars.com
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