AML & Client Due Diligence in Financial Services

Introduction

Are your anti-money laundering (AML) controls and client due diligence (CDD) processes strong enough to meet FCA expectations?

In this in-depth, 90-minute session, you will gain a clear and practical overview of AML requirements and client due diligence under the UK regulatory framework. Learn what the Financial Conduct Authority expects from firms when it comes to preventing financial crime through effective systems, controls and ongoing monitoring.

This virtual classroom seminar will break down key AML principles and show you how to apply them in practice, including standard, simplified, and enhanced due diligence. You will explore how to assess risk, identify beneficial ownership and spot red flags linked to money laundering and terrorist financing. FCA-identified good practices and practical techniques will also be shared to help you strengthen your firm’s AML framework and confidently demonstrate compliance.

Join this interactive session to enhance your AML knowledge, strengthen your controls and ensure your firm is meeting regulatory expectations with confidence.

What You Will Learn

This live and interactive course will cover the following:

• AML and CDD requirements in a regulatory context
• Key expectations and good practices identified by the FCA
• Understand the different levels of due diligence and when to apply them
• How to assess customer risk and identify red flags
• Practical ideas for strengthening AML controls and evidencing compliance in your firm

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.