1
Type Speaker CPD Hours Level
1 IntroductionInformation
Accreditation Information
SRA Competency B D

Introduction

This new live broadcast session is aimed at employment lawyers and HR advisers and will help you understand the regulatory obligations for employees and employers in the financial services sector.

The session will cover the key objectives of the FCA and PRA and will cover the areas of particular concern for the regulator which will allow you to identify areas within your organisation which require further scrutiny and resource in order to minimise the risk of sanction.

It will also provide an insight into the Senior Managers and Certification Regime (SM&CR) and what this means practically for individuals and their employers.

What You Will Learn

This live and interactive broadcast will cover the following:

  • The objectives and powers of the FCA and PRA
  • The expansion of the Senior Manager and Certification Regime and impact on the industry
  • Fitness and propriety and the Conduct Rules
  • Notification to the regulators
  • Remuneration

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.

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Learn Live | 13.08.2020

N/A | 10:00am - 11:00am


A Practical Guide to FCA Regulation for Employment Lawyers & HR Advisers - Live at Your Desk

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Aug
13
2020
 
10:00am - 11:00am

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Standard
Individual licence
£121.50
£135
£270
Group bookings
Discounts are available for multiple places. If you have 5 or more people interested in participating in this virtual learning session please email us at information@mblseminars.com for more information.

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